John is a registered agent with ABC Brokerage, a registered securities broker-dealer in the State. Mike is a registered agent of XYZ Insurance Brokerage, a registered insurance agency in the State. John is not registered with the State to sell insurance and Mike is not registered with the State to sell securities. Mike verbally agrees with John that Mike will tell his insurance clients to do their securities trades with John, for which John will pay Mike 25% of the commission charged to the customer. This is a violation known as:

Answers

Answer 1

In this question the violation that is committed here is what is called splitting commission.

What is splitting commission?

This can be described to be a commission that is split between two people or more.

The commission is split when the person that got the job decides to split with the other party that linked him up with a client.

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Related Questions

Question Content AreaWhich of the following is true of the master budget? a.Variable costs cannot change from one month to another. b.The master budget can reflect seasonal effects. c.Fixed costs cannot change from one month to another. d.Monthly budgets are derived by dividing the master budget by 12. e.None of these choices are correct.

Answers

A master budget is such a budget where the fixed costs cannot change from one month to another; and monthly budgets are derived by dividing the master budget by 12.

What is a master budget?

The method of budgeting, which involves the total or aggregation of small or sub-budgets, which is backed by a financial plan, is known as the preparation of a master budget.

Hence, option C and D hold true regarding master budget.

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In recent years, progressive firms have embarked upon __________, where they will commit company resources and expertise toward helping in broad-based humanitarian situations.

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In recent years, progressive firms have embarked upon co-orperate social initiaitives, where they will commit company resources and expertise toward helping in broad-based humanitarian situations. This is further explained below.

What is a firm?

Generally, a firm is simply defined as a firm Professional services are provided by a firm, which might be a corporation, a private corporation. 

In conclusion, Co-operative social initiatives have been more popular among progressive businesses in recent years.

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The crowding-out effect stresses that Group of answer choices an increase in government expenditures will stimulate aggregate demand and, thereby, help to prevent recessions. an increase in taxes will restrain aggregate demand and, thereby, help to control inflation. additional government borrowing to finance a larger deficit will increase the demand for loanable funds, causing real interest rates to rise. a budget deficit is a highly effective tool with which to combat recessions. both a and d are correct.

Answers

The crowding-out effect is such that additional government borrowing to finance a larger deficit will increase the demand for loanable funds, causing real interest rates to rise.

What is the crowding-out effect?

The crowing-out effect refers to when the government borrows so much money that they make it hard for businesses to borrow and invest in new projects.

This happens because the government borrowing will decrease the amount of funds that can be borrowed in the market which will lead to higher interest rates for the remaining funds.

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Sharing information with others is an effective reason to schedule a meeting. Group of answer choices True False

Answers

Answer:

Your answer would be True.

Explanation:

Fill in the blank: If the project has a _____, then it may be worth it for the team to learn a more sophisticated project management tool. 1 point\

Answers

When a project has a large scope, then, it may be worth it for the team to learn with a more sophisticated project management tool.

What is a large scope project?

These are project that involves large investment and of large scales.

Hence, these type of project may worth been learned with a more sophisticated project management tool by the team.

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Six sigma teams use the ________ method when improving a product or process that already exists, and the ________ method when developing a new product or process.

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The complete statement is "Six sigma teams use the DMAIC method when improving a product or process that already exists, and the DMADV method when developing a new product or process." This is further explained below.

What is improving a product?

Generally, The process of making significant modifications to a product in order to attract new consumers or enhance the value received by current ones is known as "product enhancement."

In conclusion, If you want to improve an existing product or process, use the DMAIC approach, and if you want to create a new one, use the DMADV method.

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The U.S. government agency that advises and assists small businesses by providing management training and financial advice and loans is called the: Multiple choice question. Small Business Investment Company Small Business Administration Government Business Development Center Government Entrepreneurship Assistance

Answers

A U.S. government agency that works to assist small businesses is called the Small Business Administration(SBA).

What does the Small Business Administration do?

The Small Business Administration was established under the Eisenhower tenure in order to boost the nation's economy.

They work to help small businesses by offering them several types of support such as management training and loans.

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Angela's bank gave her a 2-year add-on interest loan for $6,440 to pay for new equipment for her antiques restoration business. the annual interest rate is 7.62%. how much interest will she pay? what are her monthly payments?

Answers

but i dont no the answer i think it is 1000 i dont no

The time frame for loan repayment for the borrower. Interest Rate: The rate of growth in the amount owing, typically represented as an annual percentage rate (APR).

What is loan ?

Loan Payments: The sum of money required to be paid each week or month in order to fulfill the loan's conditions.

Interest rates have a big impact on loans and how much the borrower will ultimately pay. Larger interest rate loans have longer payback periods or higher monthly payments than lower interest rate loans.

For instance, if a borrower takes out a $5,000 installment or term loan with a five-year term and a 4.5% interest rate, their monthly payment for the next five years will be $93.22.

Calculation of Interest

Given in Question

Loan amount = $ 6,440

Interest Rate = 7.62 %

Time = 2 years paid monthly

[tex]6440*7.2%/12= 38.64 (monthly Interest)\\6440/24 = $ 268.34\\Total payment Monthly = 306.97\\[/tex]

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How does a command economy differ from a mixed market economy?


A. In a command economy, citizens have fewer property rights. In a mixed market economy, citizens have more property rights.
B. In a command economy, citizens have more property rights. In a mixed market economy, citizens have fewer property rights.
C. In a command economy, citizens own all public property. In a mixed market economy, the government owns all private property.
D. In a command economy, citizens own all private property. In a mixed market economy, the government owns all public property

Answers

Answer:

A mixed economy is partly run by the government and partly as a free market economy, which is an economic system that includes no government intervention and is mainly driven by the law of supply and demand . A command economy is an economic system where the government has control over the production and pricing of goods and services.

Explanation:

The answer is C in a command economy

If a company strictly complies with existing laws, the firm will group of answer choices fulfill some business ethics obligations. fulfill no business ethics obligations. fulfill all business ethics obligations. not need to fulfill any business ethics obligations.

Answers

If a company strictly complies with existing laws, the firm will fulfill all business ethics obligations.

What is ethical obligation?

It should be noted that ethical obligation simply means re things that are expected by a company to do regarding ethics in the organization.

In this case, when a company strictly complies with existing laws, the firm will fulfill all business ethics obligations.

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You sign a contract to purchase a machine that will allow you to travel back in time and meet abraham lincoln. assuming that time machines don't actually exist (for now), what type of contract is this

Answers

The correct option is C). Void contract. It is void type of contract if you sign a contract to purchase a machine that will allow you to travel back in time and meet Abraham Lincoln.

What is void contract?

Void contract is a formal contract between two parties, which is not authorized by the law and enforceable from the moment it was created.

A void contract is little differ from the valid contract. Void contract is not an actual contract, despite it is unenforceable.

Both void and voidable contract are null, but a void contract cannot be officially valid.

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What is the length of the cash conversion cycle for a firm with $3 million in inventory, $1.5 million in accounts payable, a collection period of 40 days, and an annual cost of goods sold of $18 million

Answers

The length of the cash conversion cycle for a firm with $3 million in inventory is 70.41 days.

How to calculate the days?

Days of inventory outstanding= 365/ Inventory turnover

Formula for calculating inventory turnover:

Inventory Turnover = Cost of Goods Sold/Average Inventory

= $18 million / $3 million

= 6

Days of inventory outstanding= 365/ 6 = 60.83 days

Days of payable outstanding= 365/ Payables turnover

Payables turnover = Cost of Goods Sold/ Average Payables

= $18 million / $1.5

= 12

Days of payable outstanding= 365/ 12

= 30.42 days

Cash conversion cycle= Days of inventory outstanding + Days of sales outstanding – Days of payables outstanding

= 60.83 days + 40 days - 30.42 days

= 70.41 days.

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why are office important explain briefly​

Answers

Answer:

Office is important because it makes a collection of all things you need for a certain specific work.

Three types of patents available under U.S. law are: a. utility, regulatory, common law. b. design, packaging, invention. c. utility, product, design. d. design, plant, utility.

Answers

The three types of patents available under U.S. law are design, plant and utility.

What is patent?

A patent is an exclusive right granted for an invention, which is a product or a process that provides, in general, a new way of doing something, or offers a new technical solution to a problem.

It is the right from the federal government to produce and sell something for a certain number of years without anyone copying it.

Thus, option D is true as three types of patents available under U.S. law are design, plant and utility.

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Statistical studies in which researchers control variables of interest are:.

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Statistical studies in which researchers control variables of interest are called Experimental Studies.

What are the types of statistical Studies?

In experimental studies and key output is data gotten from the experiment, this data can be used in several ways to interpret results.

There are basically three types of statistical studies and they are:

Observational studyExperimental studySurveys

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What is the name of the website run by the u. S. Department of education where you can find information about your federal student loans?.

Answers

The name of the website is run by the US. Department of education informing about the federal student loan Federal Student  Aid available on  StudentAid.gov.

What is a website?

A website is referred to as a collection of World Wide Web sites available online, frequently with hyperlinks between them providing information related to the brand and helping to show business prospects.

The Federal student loan is a website operated by the US Department of education that helps to get information about the loans to the students. This will be operated with a unique username and password to get access to the information.

The creation of this website helps to provide loans to these students who are studying in schools and colleges and unable to pay their fees. These assists students in filling out the FAFSA and provides free information related to the programs.

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Assume a bond has a $1,000 par value, a coupon rate of 6 percent, annual interest payments, and 7 years to maturity. If the yield on similar bonds is 8 percent, what is the current market value of this bond

Answers

Based on the value of the bond at par, the coupon rate, and the yield to maturity, the current market value of the bond is $895.87.

What is the current bond value?

This can be found as:

= Present value of bond coupon payments + Present value of par value

Coupon payments:

= 6% x 1,000

= $60

As this payment is constant, it can be treated as an annuity.

Current market value is:

= (Coupon payment x Present value of annuity interest factor, 8%, 7 periods) + ( 1,000 / (( 1 + rate) ^ number of years)

= (60 x 5.2064) + ( 1,000 / 1.08⁷)

= $895.87

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10 C What is the effect of education on employment?​

Answers

The effect of education on Employment is that it increases the employment rate and reduces unemployment

Effect of Education on Employment

With proper education, individuals can get the skills needed to to employed as skilled labor and earn a decent amount of money as a salary.

Without education, most people become unemployed and at best even get a job that is not enough to take care of them.

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A top executive from Toyota sits on the boards of the Tomo Tire Co., which manufactures tires for Toyota automobiles. Toyota and Tomo Tire Company trade with each other whenever possible and work together in product development, finance, and marketing. This is an example of _______.

Answers

This given scenario is an example of keiretsu.

What is a Keiretsu?

This refers to the conglomerate of businesses that are linked together based on shared holdings and is a popular business term in Japan.

Hence, we can see that based on the given scenario about the business partnership between Toyota and Tomo Tires, they work together on product development, finance, and marketing. This is an example of a keirestsu.

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The effects of legislation on human resource professionals is important because: Multiple choice question. it seldom changes and is consistent in all states legislation affects only very specific functions in human resource management legislation affects all areas of human resource management court cases rarely change the effect of the laws and how they are interpreted in the workplace

Answers

The effects of legislative laws on human resource professionals are important as it affects all the areas covered under human resource management.

What is a human resource?

Human resource is referring to the employees or workforce working or being employed in the organization by the HRs.

The legislation passed concerning HRM covers all the areas in which they are working. The areas can be the hiring of employees, monitoring their performance, compensation and rewards tracking, training regarding the projects of the company, induction of the company, etc.

Therefore, the laws relating to HRM would help HR managers in performing all the tasks in an efficient manner.

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The management of a company wants to begin electronically monitoring the computer work of the employees who process claims filed by customers. The company's HR executive expects that employees will resist the monitoring because they will feel robbed of their human dignity. How could the HR department best address this concern

Answers

In this HR department can  best address this concern by application of  data to employee development programs to support the to employees  advance in their careers.

What is employee development program?

An employee development program can be described as kind of a training program that  is been given to employee by their employer to help them to improve their skills and abilities.

Therefore, since management of a company wants to begin electronically monitoring the computer work of the employees . then the program can be applied.

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It is now Prime Day, the deal is selling well, but you just got a call from the vendor explaining that they will not be able to fill any more units for the next 3 weeks. Your Instock Manager (Anjali Patel) says that we should cut the deal off early to preserve inventory for that 3-week period. What are the factors you would consider before deciding whether to cut the product off early

Answers

The factors that have to be considered are:

Competitor activityVendor relationshipImpact of negative experience on customersRevenue impact

Why these factors have to be considered

The competitor activity is a factor worthy of consideration so that the company would not lose market demand to others.

Vendor relationship is worthy so that it would lead to a smooth flow. The impact on customers if high may cause customers to leave brand.

Impact of negative experience if very high would cause the customers to move away from the brand.

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I am stuck on this question can someone help?

Answers

Answer:

college-sociologist, hairstylist, biomedical engineer

vocational certification- tour guide, childcare director, museum personnel

Explanation:

What is the most widely consumed meat in the world?.

Answers

Answer:

Pork is the most widely consumed meat in the world.

Amila is examining the monthly returns of various stocks. she would like to compare the underlying distributions of the stocks visually and has decided to use multiple histograms for this purpose. she is however worried that it is difficult to compare the distributions of two stocks that are not next to each other on the plot. she also needs to add 5 more stocks to the plot and she is worried it will become cluttered. can you suggest an alternative plot for amila to use

Answers

An alternative plot for Amila to use is to use a graph to depict the data.

How to illustrate the information?

From the information, she is worried that it is difficult to compare the distributions of two stocks that are not next to each other on the plot.

Therefore, a graph can be used to better illustrate the information.

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When Jesse was fired, his supervisor told him the reason was that he did not meet performance standards. The supervisor assumed that would prevent Jesse from claiming he had been dismissed unjustly. What is the main flaw in the supervisor's assumption

Answers

Answer:

Jesse had been claimed disc unjustly

Explanation:

because the person is going to fire Jesse

The main flaw in the supervisor's assumption is People who file lawsuits for unfair termination typically contend that the real cause for the termination was different from what the employer said.

What is Supervisor?

A supervisor is referred as an individual who has the art of directing and monitoring people or groups of people in an organization with pleasing efforts to timely accomplishment of tasks and help them to grow by providing better direction.

In the given case, Jesse's employer informed him that the reason for his termination was that he had fallen short of performance expectations. The manager believed that would deter Jesse from saying he was fired wrongfully.

The supervisor's assumption has a major fault in that most people who file claims for unfair termination claim that the underlying reason for the termination was not what the employer said.

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A professional sports team that earns more annual revenue than a small-market team is a _____________, fill in the blank,.

Answers

A professional sports team that earns more annual revenue than a small-market team is a big market team. This is further explained below.

What is a big market team?

Generally, a big market team is simply defined as Playing for a "big market" team usually means getting a lot more attention than you would if you were on a "small market."

In conclusion, big-market sporting teams have yearly revenues that are higher than those of smaller teams.

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Sabo contracts to work exclusively for thermal company during july for $5,000. on june 30, thermal cancels the contract. sabo finds a similar job for the month of july, but earns only $3,000. sabo files a suit against thermal. as compensatory damages, sabo can recover group of answer choices $3,000. $5,000. $0. $2,000.

Answers

The  sabo files a suit against thermal. as compensatory damages, sabo can recover $2,000.

Compensatory damages amount to recover

Using this formula

Compensatory damages=Beginning earning before cancellation- Amount earn after cancellation

Let plug in the formula

Compensatory damages=$5,000-$3,000

Compensatory damages=$2,000

Therefore the correct option is D.

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A _____ allows those within the various organizational departments and positions to know exactly what are an individual's responsibilities..

Answers

A Job description allows those within the various organizational departments and positions to know exactly what are an individual's responsibilities. This is further explained below.

What is Job description?

Generally, Job description is simply defined as a written statement of a worker's duties.

In conclusion, An individual's duties and obligations are laid out in a job description, which helps people in different organizational divisions and roles.

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When the stockholders receive a dividend, how would this affect the equity of a business?.

Answers

Assets and total equity will both be decreased is When the stockholders receive a dividend, how would this affect the equity of a business.

Who are the stockholder?

Stockholders are the people who have purchased the stocks and have invested in the particular firm, they are the people. The stockholders hold some of the share of any company, which they can sell or purchase anytime.

Thus, Assets and total equity will both be decreased is When the stockholders

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You are the group leader and your group is trying to come up with solutions to the problem your teacher has assigned. kaleel is very vocal and insists that his idea is the best. the others are becoming frustrated. what should you do? a. kick kaleel out of the group b. go tell your teacher that kaleel is not cooperating. c. have each member rate all the ideas and use the one most people like best. d. agree to use kaleels idea in order to keep peace in the group. please select the best answer from the choices provided a b c d Plase help and thanks. If 33.9 ml of h3po4 neutralizes 23.4 ml of 2.28 m koh, what is the molarity of the phosphoric acid? Read the following passage from the diary of a merchant who lived during the spread of a deadly disease known as the Black Plague. Then answer the question.14th November 1356It has been some years since the Black Plague struck England. Life is returning to normal. People are recovering from the trauma of losing their loved ones. 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